Series 6 - Investment Company Products/Variable Contracts Representative Examination
[Jan 31, 2003]
General Industry/Products Exam
Amy Kathryn Duncan
Certified & Licensed Stock Broker and Investment Adviser in the United States. I can guide you to making consistent profit in the financial markets.
- 🔥 Stock Broker
- 📚 Investment Adviser
Amy Kathryn Duncan.
A Financial Consultant and Stock Broker with over 24 years of solid experience with over two(2) reputable brokerage corporations in the U.S. I have assisted family businesses and individuals achieve their financial objectives through growth strategies, investment advisory and portfolio management. I possess the required plan of action to harness and maximize your return on investments.
My portfolio is well diversified across several industries and I also invest into companies that have consistently increased their dividend yield year on year. Technical analysis and Risk control plays an important role in my strategies. My goal is to beat the SP500 each year and to generate sustainable results. I currently partner with several investment firms helping clients meet their desired financial targets with strategic investing in the stock market. I have passed 7 Broker Qualification examinations with registered licenses in 26 States.
Examinations
Series 6 - Investment Company Products/Variable Contracts Representative Examination
SIE - Securities Industry Essentials Examination
[Oct 1, 2018]
General Industry/Products Exam
Series 7 - General Securities Representative Examination
[Jun 03, 2006]
General Industry/Products Exam
Series 65 - Uniform Investment Adviser Law Examination
[Feb 11, 2006]
State Securities Law Exam
Series 63 - Uniform Securities Agent State Law Examination
[Mar 15, 2003]
State Securities Law Exams
Series 24 - General Securities Principal Examination
[Sep 18, 2006]
Principal/Supervisory Exams
Series 26 - Investment Company Products/Variable Contracts Principal Examination
[Oct 13, 2003]
Principal/Supervisory Exams
Stock Brokerage & Diversification
General Investment Advisory
Digital Assets Trading
Family & Retirement Advisory
Work History
OSAIC WEALTH, INC.
(CRD#:23131)
2024 - Present (2 years)
Stock Broker
Investment Adviser
WOODBURY FINANCIAL SERVICES, INC.
(CRD#:421)
2003 - 2024 (20 years)
Stock Broker
Investment Adviser
Client Testimonials
Here are reviews from some of my long-standing clients.
“Amy helped my family out at a really bad period back in 2014. I was out of a job but I had managed to save up to $50k, I met her in a financial coaching seminar and within months, my portfolio had accumulated profits of up to $85k!”
Tommy Silvestri
Business Contractor
"I started learning about FOREX and Crypto trading on my own but I was moving at a really slow pace. I got introduced to Amy Kathryn Duncan and I became an expert stock trader within 8 months."
Santos Asayed
Professional Athlete
“Amy Kathryn is an amazing person. She introduced me to profit accumulation strategies in the financial markets and I've been making huge consistent profits especially in digital assets market.”
Irene S. Mika
Event Planner
"She's very experienced with her work and is also very adaptable with respect to the financial markets. if you’re a newbie and you're still looking for an investment adviser. Amy Kathryn Duncan is definitely well qualified for the job."
Savanna Nguyen
I.T Expert
Amy Kathryn Duncan
Stock Broker | Investment Adviser
🚀 Certified Investment Adviser
Send me a message.
Do you need help with your investment portfolio? Feel free to contact me. I will reply within 24 - 48 hours.
